Financial Institution
Regulatory Compliance

Up to Date and Consistent Compliance

Financial institutions constantly have to stay on top of new and existing regulatory compliance issues. Our professionals provide a range of regulatory compliance risk management services customized to your specific business needs. These services include:

  • FFIEC Standards Assessment

    Leveraging guidance from the FFIEC’s IT Examination Handbook InfoBase and IT Workprograms we can assess your financial institution’s control environment, identify risks and help you know the answers before your regulators ask the questions.

  • Cybersecurity Assessment

    Using the FFIEC’s Cybersecurity Assessment Tool we can help financial institutions better understand their cybersecurity risks and preparedness. We can help identify gaps and provide a roadmap to help achieve the appropriate cybersecurity maturity based on an institution’s inherent risk.

  • FDICIA

    To achieve FDICIA compliance requires appropriate scoping, documentation, testing and remediation. We can help with the design and assessment of internal processes and controls over your financial reporting practices to ensure compliance.

  • Regulatory Compliance

    Whether it is achieving anti-money laundering controls outlined in the Bank Secrecy Act, maintaining privacy obligations dictated by the Gramm-Leach-Bliley Act, or monitoring identity management requirements in the Red Flags Rule, we’ll help you navigate through targeted regulatory exam preparation and policy and process review.

Jonathan Eberhardt

MBA, CISSP, CISASenior Manager
Member of ISC2 and ISACA

Jonathan started with Cadence in 2014, and leads the Financial Institution Regulatory Compliance practice. Having a wide range of industry experience, Jonathan is able to provide financial institutions a pragmatic approach to manage IT risk. As current lead over the Financial Institution Regulatory Compliance practice, Jonathan provides IT assessment and advisory services to financial institutions of various sizes to assist them meet their regulatory compliance needs.

jeberhardt@thecadencegroup.com

801.440.1086

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